Bespoke Strategies for the affluent
Managing substantial assets requires a specialized skill set and a focus on long-term preservation. We provide a suite of services designed specifically for corporate leaders and business owners with investible assets between $500k and $5mm, focusing on efficiency and strategic growth.
Our services are not "off-the-shelf" solutions. We analyze your current holdings and future requirements to create a customized framework that aims to fund your lifestyle and support your long-term legacy goals.
What is Your STrategy 401k Conversion & In-Service Transfers
For many corporate executives, we specialize in navigating the complexities of In-Service 401k transfers and IRA conversions, where permitted by an employer's plan. We help you understand whether a partial rollover from a workplace retirement plan to an IRA may be an available option under IRS and plan guidelines. When appropriate, this discussion includes reviewing potential differences in investment flexibility, fees, services, and oversight between employer-sponsored plans and IRAs. Any rollover or transfer decision should be evaluated carefully, as it may involve tradeoffs related to costs, investment options, creditor protections, and plan features.
Clients who pursue an in‑service rollover may continue participating in their employer’s 401(k) plan, including making ongoing contributions and receiving any applicable employer matching contributions, subject to plan rules.
Our role is to provide education and personalized guidance to help you determine whether this type of strategy aligns with your overall financial and retirement goals.
Will my family be okWealth & Estate Strategies
Preserving what you have built is as important as growing it. We work alongside your legal and tax professionals to help structure estate strategies that aim to manage tax liabilities and facilitate the efficient transfer of wealth to the next generation.
Will you have enough moneyThematic Portfolio Conversion
We help clients transition from a collection of individual investments into a more cohesive portfolio framework by considering investment approaches that reflect broader economic themes or personal preferences, while remaining aligned with their stated goals, time horizon, and risk tolerance. By using this approach, we strive to create a more disciplined and intentional investment experience.
Where your money is going 360 Financial Planning
Your financial life is multi-faceted, requiring a strategy that accounts for your career trajectory, family needs, and future retirement. Our 360-degree planning process reviews your entire financial landscape to identify opportunities for coordination and help manage potential risks.